Scarlet Filmore
Scarlet Filmore is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Peoria, AZ, with 17 years of industry experience. Scarlet operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
7992 W Thunderbird Rd, Ste 110, Peoria, AZ, 85381
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scarlet sells Young Living Essential Oils to members and non-members, primarily for personal use. She dedicates minimal time to this non-investment related activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
1st Global Advisors INC
1st Global Capital CORP.Broker
Wachovia Securities, LLCBroker
Banc One Securities CorporationBroker
Chase Investment Services CORP.Broker
Linsco/private Ledger CORP.Broker
State Registrations24 states
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