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David Connelly

Western Wealth Management LLC
23 Years of Experience
Greenwood Village, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

David Connelly is a registered investment advisor at Western Wealth Management LLC, based in Greenwood Village, CO, with 23 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Divorce Planning, Education Planning, Estate Planning, and 6 more. Their firm serves 11,253 clients with $5.4B in assets under management.

Western Wealth Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
112 advisors
Number of Clients
11,253 clients
Average Client Portfolio
$476K average
Assets Under Management
$5.4B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Maximum annual fee for comprehensive portfolio management will not exceed 3.0% of assets under management. Alternatively, a flat fee not to exceed 2.5% or a negotiated flat rate may apply. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5251 DTC Parkway, Suite 1045, Greenwood Village, CO, 80111

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 1995
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is involved with Sentinel Wealth Management, Western Wealth Management, and Living Your Wealth, dedicating most of his time to these investment-related activities. He also sells non-variable insurance through Hanleigh Insurance, spending minimal time on this activity.

Employment History
Current Registrations
Western Wealth Management LLC
June 2016 - Present · 10 yrs 4 mos
LPL Financial LLC
September 2013 - Present · 13 yrs 1 mo
LPL Financial LLCBroker
September 2013 - Present · 13 yrs 1 mo
Previous Registrations
Western Wealth Management LLC
September 2013 - June 2016 · 2 yrs 9 mos
Raymond James Financial Services Advisors, INC
January 2012 - September 2013 · 1 yr 8 mos
Raymond James Financial Services, INC.Broker
January 2012 - September 2013 · 1 yr 8 mos
Essex National Securities, INC.Broker
November 2006 - January 2012 · 5 yrs 2 mos
Addison Avenue Financial Partners, LLC
March 2005 - July 2012 · 7 yrs 4 mos
Cuso Financial Services, L.P.Broker
January 2004 - November 2006 · 2 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
March 2003 - January 2004 · 10 mos
State Registrations19 states
AZCODEFLIDKYMAMDMEMINHNJNYORPASCVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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