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Eric Tharp

Planmember Securities Corporation
23 Years of Experience
Winter Springs, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Eric Tharp is a registered investment advisor at Planmember Securities Corporation, based in Winter Springs, FL, with 23 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 69,645 clients with $10B in assets under management.

Planmember Securities Corporation
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
445 advisors
Number of Clients
69,645 clients
Average Client Portfolio
$145K average
Assets Under Management
$10.1B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K0.25%
$500K - $1.0M0.20%
$1M+0.10%

Maximum annual fee rate is 2.00% across programs; tiered schedule applies to accounts established on or after January 1, 2026. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1052 Willa Springs Drive, Winter Springs, FL, 32708

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2015
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Eric is involved in several business activities, including insurance and investment services through Retirement Planning Associates, representing Bencor Inc for retirement plans, and receiving insurance commissions through Demmo, Tharp & Associates, LLC. He also provides financial education through the Society of Financial Awareness (SOFA).

Employment History
Current Registrations
Planmember Securities Corporation
October 2007 - Present · 19 yrs
Planmember Securities CorporationBroker
October 2007 - Present · 19 yrs
Previous Registrations
Ing Financial Advisers, LLC
December 2005 - October 2007 · 1 yr 10 mos
Ing Financial Advisers, LLCBroker
December 2005 - October 2007 · 1 yr 10 mos
Usallianz Securities, INC.Broker
May 2005 - November 2005 · 6 mos
Usallianz Securities, INC.
May 2005 - November 2005 · 6 mos
Waddell & Reed, INC.
November 2003 - May 2005 · 1 yr 6 mos
Waddell & Reed, INC.Broker
March 2003 - May 2005 · 2 yrs 2 mos
State Registrations5 states
FLGAINTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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