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Matthew Simard

Rise Private Wealth Management
23 Years of Experience
Auburn, ME
1 Disclosure
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Matthew Simard is a registered investment advisor at Rise Private Wealth Management, based in Auburn, ME, with 23 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 8 more.

Rise Private Wealth Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
57 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Maximum annual fee is 1.50%. Fees are negotiable. Additional third-party program or manager fees may apply.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2 Great Falls Plaza, Ste 6B-4, Auburn, ME, 04210

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2019
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Matthew is employed by RPWM LLC, dedicating about a quarter of his time during trading hours. This activity is investment-related.

Employment History
Current Registrations
Rise Private Wealth Management
September 2026 - Present · 1 mo
Previous Registrations
Ameriprise Financial Services, LLC
November 2019 - September 2026 · 6 yrs 10 mos
Ameriprise Financial Services, LLCBroker
November 2019 - September 2026 · 6 yrs 10 mos
Commonwealth Financial Network
January 2010 - January 2020 · 10 yrs
Commonwealth Financial NetworkBroker
January 2010 - November 2019 · 9 yrs 10 mos
TD Wealth Management Services INC.
November 2009 - January 2010 · 2 mos
TD Wealth Management Services INC.Broker
November 2009 - January 2010 · 2 mos
Primevest Financial Services, INC.
April 2007 - November 2009 · 2 yrs 7 mos
Bancnorth Investment Group, INC.Broker
April 2007 - November 2009 · 2 yrs 7 mos
Advest, INC.Broker
January 2006 - March 2006 · 2 mos
Advest, INC.
January 2006 - March 2006 · 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 2005 - April 2007 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2005 - April 2007 · 2 yrs
Jefferson Pilot Securities CorporationBroker
January 2004 - April 2005 · 1 yr 3 mos
Edward JonesBroker
January 2003 - January 2004 · 1 yr
State Registrations1 state
TX
Advisor

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Exams
No exam information available for this advisor.
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