RS
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Richard Solloway

23 Years of Experience
Bethany Beach, DE
Broker

Richard Solloway is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Bethany Beach, DE, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

701 Bethany Loop, Suite 1, Bethany Beach, DE, 19930

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard owns rental real estate and sublets office space, dedicating minimal time to this. He also works as an independent contractor for Solloway Investment Group LLC, and owns Solloway Tax Services LLC, spending about 10-20% of his time on tax preparation and advisory services.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2012 - Present · 14 yrs 1 mo
Raymond James Financial Services, INC.Broker
April 2012 - Present · 14 yrs 1 mo
Previous Registrations
Edward Jones
June 2007 - April 2012 · 4 yrs 10 mos
Edward JonesBroker
January 2003 - April 2012 · 9 yrs 3 mos
State Registrations27 states
AZCACOCTDCDEFLKSMAMDMIMNMSNCNHNJNVNYORPASCTNTXVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.