Kenneth Gertie
Kenneth Gertie is a registered investment advisor at Pts Brokerage, LLC, based in Cinnaminson, NJ, with 23 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 495 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.75% |
Fees are negotiable depending on the type of service chosen. Mutual fund portfolios and accounts managed by other advisors generally incur a flat 1% management fee.
Fee Estimator
Location
740 Route 130 N, Cinnaminson, NJ, 08077
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kenneth owns a CPA firm providing accounting and tax preparation services, dedicating about half of his time. He also sells non-variable insurance as a sole proprietor, spending minimal time on this activity, and is an officer at Gustgertricity Inc, an alternative energy company, spending a few hours per week.
Employment History
Current Registrations
Pts Brokerage, LLC
Pts Brokerage, LLCBroker
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Questar Asset Management, INC.
Questar Capital CorporationBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Terra Securities CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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