Douglas Johnson is a registered investment advisor at Rockford Asset Management LLC, based in Anthem, AZ, with 21 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 5 clients with $1.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rockford Asset Management's investment advisory fees are based on the value of your portfolio and are paid quarterly in advance. The fees range from 1.000% to 2.000% annually on the first $500,000, decreasing as the portfolio size increases. Fees may be negotiable.
Location
Anthem, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Rockford Asset Management LLC
Previous Registrations
Rockford Asset Management LLC
State Registrations2 states
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