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Paul Kim

8 Years of Experience
Lafayette, IN
Broker

Paul Kim is a registered investment advisor at Raymond James & Associates, INC., based in Lafayette, IN, with 8 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

201 Main Street, Suite 605, Lafayette, IN, 47901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Paul is a lead guitarist in a music group called The Ballistics since January 2024. He spends a few hours per week on this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Raymond James & Associates, INC.
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Prudential Financial Planning Services
November 2022 - December 2023 · 1 yr 1 mo
Pruco Securities, LLC.Broker
October 2022 - December 2023 · 1 yr 2 mos
Chase Investment Services CORP.
January 2007 - December 2009 · 2 yrs 11 mos
Chase Investment Services CORP.Broker
February 2006 - December 2009 · 3 yrs 10 mos
Banc One Securities CorporationBroker
December 2002 - September 2004 · 1 yr 9 mos
State Registrations4 states
AZILINOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.