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Richard Emmons

23 Years of Experience
Valencia, CA
Broker

Richard Emmons is a registered investment advisor at Morgan Stanley, based in Valencia, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

24300 Town Center Dr., Suite 200, Valencia, CA, 91355

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Richard is involved with two estates in Valencia, California, since 2019 and 2020. He dedicates minimal time to these investment-related activities.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
January 2003 - June 2009 · 6 yrs 5 mos
Citigroup Global Markets INC.Broker
December 2002 - June 2009 · 6 yrs 6 mos
State Registrations25 states
ARAZCACOFLGAIDILLAMAMIMONCNENMNVNYORPASDTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.