Douglas Nelson
Douglas Nelson is a registered investment advisor at LPL Financial LLC, based in Pahrump, NV, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4426 Big Timber Ct, Pahrump, NV, 89061-7606
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Regulatory History (2)
Customer Dispute
November 2024Customer Dispute
January 2024Other Business Activities
Douglas is the owner of On-Target Planning, a business entity for tax/investment purposes only. He dedicates minimal time to this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
M Stevens Wealth Advisors, LLC
Chalice Wealth Advisors
Kingswood Capital Partners, LLCBroker
Waddell & Reed
Waddell & ReedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.