Richard Faux is a CFA-designated registered investment advisor at Trieste Capital LLC, based in Brookville, NY, with 8 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees may be negotiable based on affiliation, relationship, or investment approach. Trieste may in the future receive an incentive fee of 20% per year of net realized and unrealized appreciation from qualified clients.
Fee Estimator
Location
Brookville, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Trieste Capital LLC
Previous Registrations
Trieste Capital, LLC
State Registrations1 state
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