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Christopher Carrano

17 Years of Experience
Guilford, CT
1 DisclosureBroker

Christopher Carrano is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Guilford, CT, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

350 Goose Ln, Ste 303-C, Guilford, CT, 06437

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History

Regulatory History (1)
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Financial
January 2018
Final
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2024 - Present · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2024 - Present · 1 yr 11 mos
Previous Registrations
Sound Income Strategies, LLC
December 2023 - February 2024 · 2 mos
Morgan Stanley
October 2021 - December 2023 · 2 yrs 2 mos
Morgan StanleyBroker
October 2021 - December 2023 · 2 yrs 2 mos
Diastole Wealth Management
May 2020 - February 2021 · 9 mos
TD Ameritrade Investment Management, LLC
July 2018 - April 2020 · 1 yr 9 mos
TD Ameritrade, INC.
July 2018 - April 2020 · 1 yr 9 mos
TD Ameritrade, INC.Broker
June 2018 - April 2020 · 1 yr 10 mos
Park Avenue Securities LLC
April 2018 - June 2018 · 2 mos
Park Avenue Securities LLCBroker
April 2018 - June 2018 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2016 - March 2018 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2015 - March 2018 · 2 yrs 7 mos
Citizens Securities, INC.Broker
March 2015 - July 2015 · 4 mos
Santander Securities LLCBroker
February 2013 - March 2015 · 2 yrs 1 mo
Avian Securities, LLCBroker
October 2007 - November 2012 · 5 yrs 1 mo
H. G. Wellington & CO., INC.Broker
October 2006 - October 2007 · 1 yr
State Registrations19 states
CACTDCDEFLKYMAMDMENCNHNJNYPARITXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.