SC
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Sammy Chang
22 Years of Experience
Henderson, NV
1 DisclosureBroker
Sammy Chang is a registered investment advisor at Wells Fargo Advisors, based in Henderson, NV, with 22 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
25 E Horizon Ridge Pkwy, Ste 150, Henderson, NV, 89002
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2012Withdrawn
Employment History
Current Registrations
Wells Fargo Advisors
June 2024 - Present · 1 yr 11 mos
Wells Fargo Clearing Services, LLCBroker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Citigroup Global Markets INC.
September 2017 - April 2024 · 6 yrs 7 mos
Citigroup Global Markets INC.Broker
September 2017 - April 2024 · 6 yrs 7 mos
Capital One Advisors, LLC
January 2017 - September 2017 · 8 mos
Capital One Investing, LLCBroker
January 2017 - September 2017 · 8 mos
Hsbc Securities (USA) INC.
December 2015 - February 2017 · 1 yr 2 mos
Hsbc Securities (USA) INC.Broker
December 2015 - February 2017 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2012 - December 2015 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2012 - December 2015 · 3 yrs 5 mos
Chase Investment Services CORP.
September 2010 - June 2012 · 1 yr 9 mos
Chase Investment Services CORP.Broker
May 2009 - June 2012 · 3 yrs 1 mo
Wamu Investments, INC.Broker
January 2009 - May 2009 · 4 mos
Chase Investment Services CORP.Broker
January 2004 - September 2008 · 4 yrs 8 mos
Citicorp Investment ServicesBroker
November 2002 - December 2003 · 1 yr 1 mo
State Registrations13 states
AZCACOFLGAILMONCNHNJNVNYVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.