Benjamin Hoy is a registered investment advisor, based in Omaha, NE, with 8 years of industry experience.
Location
Omaha, NE
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 1999Final Disposition
Other Business Activities
Benjamin is a Director for the Millard Rotary Club, a non-profit organization, dedicating minimal time to board meetings and leadership roles. He is also a Board Director for Empower Her Kenya, attending meetings and assisting with grant writing and operations.
Employment History
Current Registrations
Empower Advisory Group, LLC
June 2021 - Present · 5 yrs 1 mo
Empower Financial Services, INC.Broker
June 2021 - Present · 5 yrs 1 mo
Empower Financial Services, INC.
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Raymond James Financial Services Advisors, INC
December 2020 - June 2021 · 6 mos
Raymond James Financial Services, INC.Broker
December 2020 - June 2021 · 6 mos
Advice and Planning Services
March 2019 - November 2020 · 1 yr 8 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
March 2019 - November 2020 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2017 - February 2019 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2017 - February 2019 · 2 yrs
State Registrations45 states
AKALARAZCACTDEGAHIIAIDILINKSKYMAMEMIMNMOMSMTNCNDNENHNJNMNVNYOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.