Zhong Shi
Zhong Shi is a CFP-designated registered investment advisor at Transamerica Financial Advisors, LLC, based in Alviso, CA, with 23 years of industry experience. Zhong is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.75% |
Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.
Fee Estimator
Location
2077 Gold Street, Alviso, CA, 95002-1107
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Zhong sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors. Zhong is also a marketing consultant for Kyros Ai Corp, president/owner of Zhong Shi & Associates, an agent for Covered CA, an instructor for Heartland Institute of Financial Education, a college consultant for HIFE College Funding, and a partner with Gold Team LLC.
Employment History
Current Registrations
Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLCBroker
Previous Registrations
Investment Advisors International, INC.
Intersecurities, INC.
World Group Securities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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