Richard Howells is a registered investment advisor, based in Boerne, TX, with 23 years of industry experience.
Location
Boerne, TX
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is a manager at Planwell Private Wealth Services as a financial advisor, dedicating nearly full-time hours to this role. He also manages a family ranch and is a member of the Bulverde Lions Club, requiring minimal time commitments.
Employment History
Current Registrations
Kestra Private Wealth Services, LLC
August 2022 - Present · 3 yrs 11 mos
Kestra Investment Services, LLCBroker
August 2022 - Present · 3 yrs 11 mos
Kestra Investment Services, LLC
August 2022 - Present · 3 yrs 11 mos
Previous Registrations
Raymond James & Associates, INC.Broker
July 2018 - September 2022 · 4 yrs 2 mos
Raymond James & Associates, INC.
July 2018 - September 2022 · 4 yrs 2 mos
Ameriprise Financial Services, INC.
March 2016 - July 2018 · 2 yrs 4 mos
Ameriprise Financial Services, INC.Broker
March 2016 - July 2018 · 2 yrs 4 mos
Edward Jones
January 2008 - March 2016 · 8 yrs 2 mos
Edward JonesBroker
March 2003 - March 2016 · 13 yrs
State Registrations17 states
ALARAZCACOCTFLGAKYMOMTNCNMOKTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.