JC
JC

John Coleman

16 Years of Experience
New York, NY
Broker

John Coleman is a registered investment advisor at Morgan Stanley, based in New York, NY, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 12th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is a board member of The Friendly Sons of Saint Patrick in the City of New York, spending minimal time on it. He also serves as a Trustee/Co-Trustee for a trust since 2007, dedicating minimal time outside business hours.

Employment History
Current Registrations
Morgan Stanley
March 2016 - Present · 10 yrs 2 mos
Morgan StanleyBroker
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
RBC Professional Trader Group LLCBroker
October 2008 - December 2008 · 2 mos
Bear Wagner Specialists LLCBroker
May 2001 - February 2007 · 5 yrs 9 mos
State Registrations7 states
AZCACTDEFLNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Coleman - Financial Advisor | TrueAdvisor