Karen Lessard is a registered investment advisor, based in Dallas, TX, with 12 years of industry experience.
Location
12400 Coit Road, Suite 700, Dallas, TX, 75251
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Karen works as a branch manager for Level Four Advisory Services, LLC, an SEC registered investment advisor, since 2022. This investment-related activity takes about half of Karen's time and occurs during trading hours.
Employment History
Current Registrations
Level Four Financial, LLC
Level Four Advisory Services
Level Four Financial, LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Pks Advisory Services, LLC
Purshe Kaplan Sterling InvestmentsBroker
Concorde Asset Management, LLC
Concorde Investment Services, LLCBroker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.