Marc Lopez is a registered investment advisor, based in New York, NY, with 22 years of industry experience.
Location
Citi Private Bank, 388 Greenwich Street, 30th Floor, New York, NY, 10013
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citigroup Global Markets INC.
August 2022 - Present · 3 yrs 9 mos
Citigroup Global Markets INC.
August 2022 - Present · 3 yrs 9 mos
Citi Private Alternatives, LLC
August 2022 - Present · 3 yrs 9 mos
Citigroup Global Markets INC.Broker
August 2022 - Present · 3 yrs 9 mos
Citi Private Alternatives, LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Citi Global Advisory, LLC
August 2022 - June 2010 · 0 mos
Wells Fargo Clearing Services, LLC
March 2015 - July 2022 · 7 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
September 2013 - July 2022 · 8 yrs 10 mos
J.P. Morgan Securities LLCBroker
October 2008 - August 2013 · 4 yrs 10 mos
J.P. Morgan Securities INC.Broker
April 2006 - October 2008 · 2 yrs 6 mos
Chase Investment Services CORP.
September 2003 - August 2005 · 1 yr 11 mos
Chase Investment Services CORP.Broker
September 2003 - August 2005 · 1 yr 11 mos
Morgan Stanley Dw INC.Broker
February 2003 - July 2003 · 5 mos
State Registrations21 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.