David Gould
David Gould is a registered investment advisor at LPL Enterprise, LLC, based in Bellingham, WA, with 22 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
1305 Larrabee Avenue, Suite 103, Bellingham, WA, 98225
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
August 2015Other Business ActivitiesSells Insurance
David manages a multi-unit residential apartment building and owns an apartment complex, dedicating minimal time to these activities. He also receives trail commissions on non-variable insurance and maintains appointments with non-sponsored insurance carriers for servicing historic clients.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Sigma Financial CorporationBroker
Allstate Financial Services, LLCBroker
Woodbury Financial Services, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.