PT
CFP
PT
CFP

Peter Tartaro

18 Years of Experience
St Paul, MN
Broker

Peter Tartaro is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in St Paul, MN, with 18 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

400 Robert St N, Ste 800, St Paul, MN, 55101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Peter is a director for the Knights of Columbus, dedicating minimal time. He is also the treasurer and vice president for Toastmasters International, spending minimal time attending meetings and managing club expenses.

Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.Broker
May 2018 - August 2023 · 5 yrs 3 mos
Securian Financial Services, INC.
May 2018 - August 2023 · 5 yrs 3 mos
Cri Securities, LLCBroker
May 2018 - November 2021 · 3 yrs 6 mos
Cri Securities, LLC
May 2018 - November 2021 · 3 yrs 6 mos
Ameriprise Financial Services, INC.
March 2013 - April 2018 · 5 yrs 1 mo
Ameriprise Financial Services, INC.Broker
April 2011 - April 2018 · 7 yrs
Ameriprise Financial Services, INC.
April 2011 - December 2011 · 8 mos
Lincoln Financial Advisors Corporation
June 2010 - April 2011 · 10 mos
Lincoln Financial Advisors CorporationBroker
June 2010 - April 2011 · 10 mos
First Command Financial Planning, INC.
May 2009 - April 2010 · 11 mos
First Command Financial Planning, INC.Broker
May 2009 - April 2010 · 11 mos
Ameriprise Financial Services, INC.Broker
September 2007 - March 2009 · 1 yr 6 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.