Cory Mccauley
Cory Mccauley is a registered investment advisor at Osaic Wealth, INC., based in Houston, TX, with 22 years of industry experience. Cory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1800 Bering Dr, Ste 395, Houston, TX, 77057
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Regulatory History (1)
Customer Dispute
October 2008Other Business ActivitiesSells Insurance
Cory is an insurance agent offering fixed insurance products, including life insurance, fixed annuities, long-term care, and disability insurance, dedicating minimal time to this activity. He also works full-time as an advisor/operations manager for Veritas Wealth Management, LLC, and provides financial services to clients through Veritas Wealth Management, LLC, dedicating about a quarter of his time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
Next Financial Group, INC.
Next Financial Group, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Farm Vp Management CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.