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Scott Hamaguchi

23 Years of Experience
San Jose, CA
Broker

Scott Hamaguchi is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in San Jose, CA, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

2890 Zanker Road, Suite 120, San Jose, CA, 95134

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Scott works as an Associate/Employee at Addison Avenue Investment Services providing sales support to financial advisors, and as a Director/Sales Manager at First Tech Federal Credit Union. Both roles take about half of Scott's time each.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2012 - Present · 14 yrs 8 mos
Raymond James Financial Services, INC.Broker
January 2012 - Present · 14 yrs 8 mos
Previous Registrations
Addison Avenue Financial Partners, LLC
February 2011 - July 2012 · 1 yr 5 mos
Essex National Securities, INC.
February 2011 - January 2012 · 11 mos
Essex National Securities, INC.Broker
February 2011 - January 2012 · 11 mos
Chase Investment Services CORP.
November 2010 - February 2011 · 3 mos
Chase Investment Services CORP.Broker
October 2010 - February 2011 · 4 mos
Metlife Investors Distribution CompanyBroker
December 2004 - September 2010 · 5 yrs 9 mos
Metlife Investors Distribution CompanyBroker
March 2003 - December 2004 · 1 yr 9 mos
Woodbury Financial Services, INC.Broker
December 2002 - February 2003 · 2 mos
State Registrations8 states
CACOGAIDMAORTXWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.