Ligia Chan is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
April 2021 - Present · 5 yrs 3 mos
Morgan StanleyBroker
April 2021 - Present · 5 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2018 - April 2021 · 2 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
September 2017 - April 2021 · 3 yrs 7 mos
Hsbc Securities (USA) INC.Broker
January 2010 - October 2017 · 7 yrs 9 mos
Stanchart Securities International, INC.Broker
February 2008 - December 2009 · 1 yr 10 mos
Ameriprise Financial Services, INC.Broker
August 2003 - September 2005 · 2 yrs 1 mo
Dresdner Lateinamerika Financial Advisors LLCBroker
December 2002 - April 2003 · 4 mos
State Registrations20 states
CACODEFLGAILLAMAMNNCNDNMNYOKPASDTXVirgin IslandsWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.