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Michael Mills is a registered investment advisor, based in Richmond, VA, with 22 years of industry experience.
Location
3900 Westerre Pkwy., Ste. 103, Richmond, VA, 23233
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2020Settled
Other Business ActivitiesSells Insurance
Michael is an advisory representative of a registered investment advisor (RIA) since 2016, and an investment advisor representative (IAR) doing business as The Legacy Advisory Group since 2024, dedicating full-time hours to this. He also sells insurance products through Lafayette Life Insurance Company and receives referrals for Medicare, dedicating a few hours per week to each.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
October 2016 - Present · 9 yrs 9 mos
Cambridge Investment Research, INC.Broker
October 2016 - Present · 9 yrs 9 mos
Previous Registrations
Pioneer Institutional Asset Management, INC.
October 2011 - September 2016 · 4 yrs 11 mos
Pioneer Funds Distributor, INC.Broker
October 2011 - September 2016 · 4 yrs 11 mos
American Century Advisory Services, INC.
August 2010 - October 2011 · 1 yr 2 mos
American Century Investment Services INC.Broker
August 2010 - October 2011 · 1 yr 2 mos
Delaware Capital Management Advisers, INC
January 2010 - August 2010 · 7 mos
Delaware Distributors, L.P.Broker
January 2010 - August 2010 · 7 mos
Lincoln Financial Distributors, INC.
July 2008 - December 2009 · 1 yr 5 mos
Lincoln Financial Distributors, INC.Broker
May 2008 - December 2009 · 1 yr 7 mos
Franklin/templeton Distributors, INC.Broker
June 2005 - April 2008 · 2 yrs 10 mos
Wachovia Securities, LLCBroker
February 2005 - June 2005 · 4 mos
PFS Investments INC.Broker
February 2003 - July 2004 · 1 yr 5 mos
State Registrations20 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.