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Brent Neal

12 Years of Experience
Brenham, TX
Broker

Brent Neal is a registered investment advisor at LPL Financial LLC, based in Brenham, TX, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

105 E Main Ste 104, Brenham, TX, 77833

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brent operates under the DBA Neal Financial Group for his LPL business, dedicating minimal time to administrative tasks. He also has an ownership interest in the Neal Financial Group LP family limited partnership, also spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
June 2013 - Present · 12 yrs 11 mos
LPL Financial LLCBroker
April 2013 - Present · 13 yrs 1 mo
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.