Paula Traber is a registered investment advisor at Paula Traber Financial Services LLC, based in Escondido, CA, with 19 years of industry experience. Paula operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Paula Traber Financial Services does not directly manage your investments. Instead, Paula Traber Financial Services refers you to a third-party money manager, UBS, who manages your investments. Paula Traber Financial Services receives 20% of the fee you pay to UBS. The actual fee you pay to UBS will vary depending on the program your assets are invested in and the fee negotiated between you and UBS.
Location
Escondido, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Paula Traber Financial Services LLC
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
Woodbury Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.