Jose Lopez
Jose Lopez is a registered investment advisor at Raymond James & Associates, INC., based in Winter Park, FL, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
631 W Morse Blvd, Suite 125, Winter Park, FL, 32789
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jose is an agent for American General Life and an independent insurance broker, receiving commissions and trails. He also has ownership stakes in Grupo Hexagon LLC, Jann Business Solutions LLC, Jann Family LLC, and WPP 21 LLC, all requiring minimal time commitment.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Banc of America Investment Services, INC.Broker
State Registrations18 states
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