Richard Rosenberg is a CFP-designated registered investment advisor at Mariner Wealth, based in New York, NY, with 19 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 44,528 clients with $99B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.
Fee Estimator
Location
1500 Broadway, 28th Floor, New York, NY, 10036
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is an adjunct professor at New York University, teaching an estate planning class. This activity, which is not investment-related, takes a few hours per week, including some time during trading hours.
Employment History
Current Registrations
Mariner Wealth
Previous Registrations
Mariner Wealth Advisors
Rr Advisory Group, LLC
Rr Advisory Group, LLC
Rr Advisory Group, LLC
State Registrations1 state
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