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Thomas Weinshenker

LPL Financial LLC
56 Years of Experience
Albuquerque, NM
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Thomas Weinshenker is a registered investment advisor at LPL Financial LLC, based in Albuquerque, NM, with 56 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10211 Montgomery Blvd NE # 1, Albuquerque, NM, 87111-3608

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2015
Settled
Customer Dispute
June 1996
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas is involved with a non-variable insurance DBA called Corporate Benefit Strategies, Inc. He also serves as a board member for Sigma Chi Fraternity, dedicating minimal time, and is involved with Grumpy One Ventures LLC for real estate purposes, spending about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLC
June 2004 - Present · 22 yrs 4 mos
LPL Financial LLCBroker
May 2004 - Present · 22 yrs 5 mos
Previous Registrations
Ws Griffith Securities, INC.
December 1998 - June 2004 · 5 yrs 6 mos
Ws Griffith Securities, INC.Broker
June 1993 - June 2004 · 11 yrs
Phoenix Equity Planning CorporationBroker
October 1969 - June 1993 · 23 yrs 8 mos
State Registrations20 states
AZCACOFLIDILLAMAMNMONHNMOKORPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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