Thomas Weinshenker
Thomas Weinshenker is a registered investment advisor at LPL Financial LLC, based in Albuquerque, NM, with 56 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10211 Montgomery Blvd NE # 1, Albuquerque, NM, 87111-3608
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2015Customer Dispute
June 1996Other Business ActivitiesSells Insurance
Thomas is involved with a non-variable insurance DBA called Corporate Benefit Strategies, Inc. He also serves as a board member for Sigma Chi Fraternity, dedicating minimal time, and is involved with Grumpy One Ventures LLC for real estate purposes, spending about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
Phoenix Equity Planning CorporationBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.