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Daniel Finch

Ameriprise Financial Services, LLC
23 Years of Experience
Mansfield, TX
1 DisclosureBroker
View SEC Summary
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Daniel Finch is a registered investment advisor at Ameriprise Financial Services, LLC, based in Mansfield, TX, with 23 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2500 E Broad St, Ste 100, Mansfield, TX, 76063-4182

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Daniel works at American National Bank of Texas since 2008. This takes about a quarter of Daniel's time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2021 - Present · 4 yrs 10 mos
Ameriprise Financial Services, LLC
December 2021 - Present · 4 yrs 10 mos
Ameriprise Financial Services, LLCBroker
December 2021 - Present · 4 yrs 10 mos
Previous Registrations
LPL Financial LLC
October 2021 - December 2021 · 2 mos
LPL Financial LLCBroker
October 2021 - December 2021 · 2 mos
LPL Financial LLC
January 2008 - October 2021 · 13 yrs 9 mos
LPL Financial LLCBroker
January 2008 - October 2021 · 13 yrs 9 mos
Chase Investment Services CORP.Broker
July 2005 - January 2008 · 2 yrs 6 mos
Chase Investment Services CORP.
July 2005 - January 2008 · 2 yrs 6 mos
Banc One Securities Corporation
February 2005 - July 2005 · 5 mos
Banc One Securities CorporationBroker
February 2005 - July 2005 · 5 mos
American Express Financial Advisors, INC.
March 2003 - March 2005 · 2 yrs
American Express Financial Advisors INC.Broker
March 2003 - March 2005 · 2 yrs
Ids Life Insurance CompanyBroker
March 2003 - March 2005 · 2 yrs
State Registrations14 states
CACOFLGAINLAMONDNMOKPATXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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