RJ
RJ

Reginald Johnson

20 Years of Experience
Bala Cynwyd, PA
Broker

Reginald Johnson is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Bala Cynwyd, PA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

2 Bala Plz, Bala Cynwyd, PA, 19004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Reginald is a minister at HNBC and Holy Nation Baptist Church, dedicating about 10-20% of his time to the former and minimal time to the latter. He also manages rental real estate through EPM and Revival 2020 LLC, and is an officer at RJON, a custom clothing retail business, dedicating minimal time to each.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2011 - Present · 14 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2011 - Present · 14 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2011 - Present · 14 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
March 2011 - May 2011 · 2 mos
Ameriprise Financial Services, INC.
March 2011 - May 2011 · 2 mos
Ameriprise Financial Services, INC.
August 2003 - March 2009 · 5 yrs 7 mos
Ameriprise Financial Services, INC.Broker
August 2003 - March 2009 · 5 yrs 7 mos
Ids Life Insurance CompanyBroker
August 2003 - July 2006 · 2 yrs 11 mos
State Registrations25 states
ALCACOCTDCDEFLGAILINLAMAMDMINCNHNJNYOHOKPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.