JC
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John Clarke

21 Years of Experience
Paramus, NJ
BrokerSells Insurance

John Clarke is a registered investment advisor at LPL Financial LLC, based in Paramus, NJ, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

461 From Rd Ste 385, 3rd Floor, Paramus, NJ, 07652

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John operates Clarke Wealth Management Group as a DBA for his LPL business since 2011. He also spends minimal time on Clarke Insurance Associates, selling non-variable insurance outside of LPL, and owns Clarke Construction LLC, working on a few projects for personal residences.

Employment History
Current Registrations
LPL Financial LLC
December 2010 - Present · 15 yrs 5 mos
LPL Financial LLCBroker
December 2010 - Present · 15 yrs 5 mos
LPL Financial LLC
December 2010 - Present · 15 yrs 5 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - January 2011 · 1 yr 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - January 2011 · 1 yr 7 mos
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2004 - January 2009 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2004 - January 2009 · 4 yrs 5 mos
State Registrations6 states
CAFLHINJNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Clarke - Financial Advisor | TrueAdvisor