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Michael Weintraub

Osaic Wealth, INC.
56 Years of Experience
Walnut Creek, CA
2 DisclosuresBrokerSells Insurance
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Michael Weintraub is a registered investment advisor at Osaic Wealth, INC., based in Walnut Creek, CA, with 56 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.

Osaic Wealth, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9240 advisors
Number of Clients
575,512 clients
Average Client Portfolio
$408K average
Assets Under Management
$234.9B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)

Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.

  • Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
  • Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
  • Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.

Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.

View Full SEC Brochure

Location

1600 S Main Street, Suite 125, Walnut Creek, CA, 94596

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2010
Denied
Customer Dispute
January 2010
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is the treasurer for the Life Insurance Foundation for Education, dedicating minimal time. He is also a principal at Next Step Retirement & Insurance LLC, spending about a quarter of his time meeting with clients and vendors, and an advisor at NWF Advisory Services, Inc., spending minimal time advising clients on mutual fund allocation.

Employment History
Current Registrations
Osaic Wealth, INC.
July 1997 - Present · 29 yrs 3 mos
Osaic Wealth, INC.Broker
January 1994 - Present · 32 yrs 9 mos
Previous Registrations
Nwf Advisory Services INC
March 2009 - July 2026 · 17 yrs 4 mos
Sterling Financial Services, INC
July 1999 - March 2009 · 9 yrs 8 mos
Manulife Financial Securities LLCBroker
August 1998 - May 2002 · 3 yrs 9 mos
Manequity, INC.Broker
March 1993 - February 1997 · 3 yrs 11 mos
Cypress Capital CorporationBroker
April 1991 - January 1994 · 2 yrs 9 mos
Royal Alliance Associates, INC.Broker
November 1989 - August 1991 · 1 yr 9 mos
Integrated Resources Equity CorporationBroker
June 1986 - November 1989 · 3 yrs 5 mos
Washington National Equity CompanyBroker
August 1970 - June 1986 · 15 yrs 10 mos
State Registrations18 states
CACOFLILMAMINCNJNVNYOHPASCTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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