Michael Weintraub
Michael Weintraub is a registered investment advisor at Nwf Advisory Services INC, based in Walnut Creek, CA, with 55 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,671 clients with $3.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NWF Advisory Services offers several investment management programs. Fees are negotiable and vary depending on the program and the amount you invest. Here's a summary of the maximum fees for each program:
- Advisor Managed Portfolios (Wrap Account): Fees range from 0.775% to 2.10% depending on the amount invested.
- Advisor Managed Portfolios (Non-Wrap Account): Fees range from 0.775% to 2.10% depending on the amount invested.
- Model Portfolios Program: 1.00% to 1.50% depending on the amount invested.
- SMA and UMA Program: 1.00% to 1.50% depending on the amount invested.
These fees cover advisory services and transactions. Additional fees may apply. Each financial advisor negotiates their own fee schedule.
Location
1600 S Main Street, Suite 125, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2010Customer Dispute
January 2010Other Business ActivitiesSells Insurance
Michael is the treasurer for the Life Insurance Foundation for Education, dedicating minimal time. He is also a principal at Next Step Retirement & Insurance LLC, spending about a quarter of his time meeting with clients and vendors, and an advisor at NWF Advisory Services, Inc., spending minimal time advising clients on mutual fund allocation.
Employment History
Current Registrations
Nwf Advisory Services INC
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sterling Financial Services, INC
Manulife Financial Securities LLCBroker
Manequity, INC.Broker
Cypress Capital CorporationBroker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Washington National Equity CompanyBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.