Christopher Dacey
Christopher Dacey is a registered investment advisor at LPL Financial LLC, based in Albany, NY, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
18 Corporate Woods Blvd Fl 2, Albany, NY, 12211
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Regulatory History (1)
Customer Dispute
January 2009Other Business ActivitiesSells Insurance
Christopher owns rental real estate property and spends minimal time on it. He also operates his LPL business under the name Rosemont Financial Group, dedicating all of his time to it. Christopher also sells non-variable insurance, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Signator Investors, INC.Broker
Next Financial Group, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.