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CFP
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CFP

Dustin Rudman

Gwn Securities INC.
23 Years of Experience
Bridgewater, NJ
1 DisclosureBrokerSells Insurance
View SEC Summary
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Dustin Rudman is a CFP-designated registered investment advisor at Gwn Securities INC., based in Bridgewater, NJ, with 23 years of industry experience. Dustin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.

Gwn Securities INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
506 advisors
Number of Clients
37,793 clients
Average Client Portfolio
$126K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1M+0.50%

Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1011 Route 22, Suite 104, Bridgewater, NJ, 08807

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2018
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dustin is an independent insurance agent selling disability, fixed annuities, life/accident/health, and LTC insurance products, dedicating a few hours per week to this. He is also a managing member of Schockproof Insurance LLC, providing fixed annuity and insurance products, which takes about a quarter of his time. Dustin is also a board member of Rolling Acres Home Owners Association, dedicating minimal time.

Employment History
Current Registrations
Gwn Securities INC.
August 2018 - Present · 8 yrs 2 mos
Gwn Securities INC.Broker
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - August 2018 · 1 yr 5 mos
MML Investors Services, LLC
March 2017 - August 2018 · 1 yr 5 mos
Msi Financial Services, INC.
June 2007 - March 2017 · 9 yrs 9 mos
Msi Financial Services, INC.Broker
February 2007 - March 2017 · 10 yrs 1 mo
Metropolitan Life Insurance CompanyBroker
February 2007 - July 2007 · 5 mos
Garden State Securities, INC.Broker
July 2003 - January 2007 · 3 yrs 6 mos
First Montauk Securities CORP.Broker
May 2003 - July 2003 · 2 mos
State Registrations8 states
CADEFLNJNYPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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