Barbara Gault is a CFP-designated registered investment advisor at Barbara S. Gault, based in Sausalito, CA, with 9 years of industry experience. Barbara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 15 clients with $16M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Barbara S. Gault's fee for managing your investments ranges from 1% to 2% per year of the value of your portfolio. The exact fee is negotiated with each client based on the size of the account and the complexity of the services. Fees are billed at the end of each quarter.
Location
180 Harbor Drive, Suite 219, Sausalito, CA, 94965
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Barbara S. Gault
Previous Registrations
Northern Trust Securities, INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.