Jaime Cavazos
Jaime Cavazos is a registered investment advisor at LPL Financial LLC, based in Edinburg, TX, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4812 S Jackson Rd, Edinburg, TX, 78539
Get directionsHistory
Regulatory History (2)
Financial
September 2019Financial
April 2019Other Business ActivitiesSells Insurance
Jaime operates as an independent wealth consultant through LPL Financial, dedicating nearly full-time hours to this endeavor. Jaime also engages in non-variable insurance through IMA LIVE LLC and provides financial planning services as a registered investment advisor, spending about 10% of their time on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Iwc Financial Planning
Edward Jones
Edward JonesBroker
Chase Investment Services CORP.Broker
H.D. Vest Investment ServicesBroker
PFS Investments INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.