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Christopher Cottone

LPL Financial LLC
23 Years of Experience
Columbia, MO
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Christopher Cottone is a registered investment advisor at LPL Financial LLC, based in Columbia, MO, with 23 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4240 Phillips Farm Rd Ste 103, Columbia, MO, 65201

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2015
Settled
Customer Dispute
July 2014
Settled
Criminal
December 2001
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Christopher operates under several DBAs for his LPL business, including Cottone & Company LLC and Cottone Wealth Management, dedicating full-time hours to these activities. He also provides financial planning through Integrity Investment Advisors, owns rental properties, acts as a notary, and sells non-variable insurance, dedicating a few hours per week to each of these activities.

Employment History
Current Registrations
LPL Financial LLC
November 2017 - Present · 8 yrs 11 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 11 mos
Integrity Investment Advisors, LLC
February 2015 - Present · 11 yrs 8 mos
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
October 2014 - November 2017 · 3 yrs 1 mo
National Planning CorporationBroker
October 2014 - November 2017 · 3 yrs 1 mo
Alexander Labrunerie & CO., INC.
October 2009 - September 2014 · 4 yrs 11 mos
Labrunerie Financial Services, INC.Broker
January 2003 - September 2014 · 11 yrs 8 mos
State Registrations35 states
AKALARAZCACOFLGAIAIDILINKSMIMNMOMSNCNDNENJNMOHOKORPASCSDTNTXUTVAVirgin IslandsWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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