Christopher Cottone
Christopher Cottone is a registered investment advisor at LPL Financial LLC, based in Columbia, MO, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4240 Phillips Farm Rd Ste 103, Columbia, MO, 65201
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2015Customer Dispute
July 2014Criminal
December 2001Other Business ActivitiesSells Insurance
Christopher operates under several DBAs for his LPL business, including Cottone & Company LLC and Cottone Wealth Management, dedicating full-time hours to these activities. He also provides financial planning through Integrity Investment Advisors, owns rental properties, acts as a notary, and sells non-variable insurance, dedicating a few hours per week to each of these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Integrity Investment Advisors, LLC
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Alexander Labrunerie & CO., INC.
Labrunerie Financial Services, INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.