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Brian Desoye

21 Years of Experience
Bedford, NH
1 DisclosureBrokerSells Insurance

Brian Desoye is a registered investment advisor at MML Investors Services, LLC, based in Bedford, NH, with 21 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

360 Route 101, Unit 2, Bedford, NH, 03110

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009
Settled
Other Business ActivitiesSells Insurance

Brian owns Birchwood Financial Group, Inc. and spends minimal time on administrative tasks and filings. Brian is also an insurance agent selling life, disability, and fixed annuities, dedicating minimal time to this activity.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
July 2015 - March 2017 · 1 yr 8 mos
New England SecuritiesBroker
April 2009 - January 2015 · 5 yrs 9 mos
Msi Financial Services, INC.Broker
January 2009 - March 2017 · 8 yrs 2 mos
E*trade Capital Management, LLC
December 2006 - September 2007 · 9 mos
E*trade Securities LLCBroker
December 2006 - September 2007 · 9 mos
Morgan Stanley Dw INC.Broker
July 2004 - November 2006 · 2 yrs 4 mos
RBC Dain Rauscher INC.Broker
June 2003 - July 2004 · 1 yr 1 mo
State Registrations18 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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