CG
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Christopher Gavin

22 Years of Experience
Hamden, CT
Broker

Christopher Gavin is a registered investment advisor at LPL Financial LLC, based in Hamden, CT, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2319 Whitney Ave; Ste 4D, Hamden, CT, 06518

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is involved in several businesses including Squareknot Consulting Group, The Sweets Pond Food Company, Sweets Pond Camps, and TrailIntel. He also operates Squareknot Advisory Partners as a DBA for his LPL business and spends a few hours per week on TrailIntel.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 4 yrs 10 mos
LPL Financial LLCBroker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Waddell & Reed
May 2003 - July 2021 · 18 yrs 2 mos
Waddell & ReedBroker
April 2003 - July 2021 · 18 yrs 3 mos
State Registrations26 states
ALAZCACOCTDEFLGAILLAMAMDMEMONCNHNJNYPARISCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.