DS
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Dean Seligman

23 Years of Experience
El Segundo, CA
Broker

Dean Seligman is a registered investment advisor at LPL Financial LLC, based in El Segundo, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

112 E Grand Ave, El Segundo, CA, 90245-3841

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dean operates under the DBA Seligman Wealth Management for his LPL business since 2010. This activity is investment-related and conducted at his reported business location.

Employment History
Current Registrations
LPL Financial LLC
September 2008 - Present · 18 yrs
LPL Financial LLCBroker
September 2008 - Present · 18 yrs
LPL Financial LLC
September 2008 - Present · 18 yrs
Previous Registrations
Edward Jones
January 2007 - September 2008 · 1 yr 8 mos
Edward JonesBroker
March 2003 - September 2008 · 5 yrs 6 mos
State Registrations19 states
ARAZCACOFLGAHIIDILMAMENHNVNYOHSCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.