Lee Cumming is a registered investment advisor at Morgan Stanley, based in Tyler, TX, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
909 East Southeast Loop 323, Suite 170, Tyler, TX, 75701
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.
April 2008 - June 2009 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
April 2008 - June 2009 · 1 yr 2 mos
Clearbridge Advisors, LLC
November 2006 - April 2008 · 1 yr 5 mos
Legg Mason Investor Services, LLCBroker
November 2006 - April 2008 · 1 yr 5 mos
Citigroup Global Markets INC.
September 2005 - September 2006 · 1 yr
Citigroup Global Markets INC.Broker
September 2005 - September 2006 · 1 yr
Morgan Stanley
April 2003 - September 2005 · 2 yrs 5 mos
Morgan Stanley Dw INC.Broker
April 2003 - September 2005 · 2 yrs 5 mos
Waddell & Reed, INC.
February 2003 - May 2003 · 3 mos
Waddell & Reed, INC.Broker
February 2003 - May 2003 · 3 mos
State Registrations26 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.