Richard Smith is a registered investment advisor at Src Capital Management, based in Chicago, IL, with 20 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7 clients with $1.4M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $750K | 0.50% |
| $750K - $5.0M | 0.40% |
| $5.0M - $10.0M | 0.30% |
| $10M+ | 0.30% |
Fee Estimator
Location
200 East Randolph Street, Suite 5100, Chicago, IL, 60601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Richard is the Founder, CEO, and Chief Investment Officer of SRC Capital Management, an investment management firm. He spends approximately 200 hours per month, or more than full-time, managing the firm and its investment activities.
Employment History
Current Registrations
Src Capital Management
Previous Registrations
Src Capital Management
Src Capital Management, LLC
Src Capital Management, LLC
Jmc Capital Management, LLC
H. Beck, INC.
Woodbury Financial Services, INC.
Waddell & Reed, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.