TrueAdvisor
TrueAdvisor
JS
CFP · ChFC
JS
CFP · ChFC

Joffrey Smith

The Patriot Financial Group, LLC
22 Years of Experience
Worcester, MA
Sells Insurance
View SEC Summary
View SEC Summary

Joffrey Smith is a CFP, ChFC-designated registered investment advisor at The Patriot Financial Group, LLC, based in Worcester, MA, with 22 years of industry experience. Joffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Education Planning, and 8 more. Their firm serves 2,545 clients with $2.6B in assets under management.

The Patriot Financial Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
35 advisors
Number of Clients
2,545 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual advisory fees generally range up to 2.00% of assets under management (up to 2.50% under the wrap fee program), depending on complexity and portfolio size. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8 Norwich Street, Worcester, MA, 01608

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Joffrey is involved in numerous outside business activities, including acting/modeling, consulting, various board memberships, and real estate ownership. He is also the CEO of Concordia Exchange, an Insurtech company, and sells insurance products, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
The Patriot Financial Group, LLC
October 2014 - Present · 12 yrs
Previous Registrations
Cetera Financial Specialists LLCBroker
December 2022 - March 2023 · 3 mos
Securities America, INC.Broker
June 2018 - December 2022 · 4 yrs 6 mos
Private Advisor Group, LLC
January 2013 - October 2014 · 1 yr 9 mos
LPL Financial LLCBroker
October 2012 - July 2018 · 5 yrs 9 mos
Tower Square Securities, INC.Broker
March 2010 - October 2012 · 2 yrs 7 mos
Nylife Securities LLCBroker
March 2003 - March 2009 · 6 yrs
State Registrations3 states
LAMATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Worcester, MA →All financial advisors in Massachusetts →