JS
CFP · ChFC
JS
CFP · ChFC

Joffrey Adam Smith

21 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
35 advisors
Number of Clients
3,136 clients
Average Client Portfolio
$767K average
Assets Under Management
$2.4B

Fee Structure

Financial Planning:Investment management only
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Location

55 West Street, Suite 201, Walpole, MA, 02081

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joffrey is involved in numerous outside business activities, including acting/modeling, consulting, various board memberships, and real estate ownership. He is also the CEO of Concordia Exchange, an Insurtech company, and sells insurance products, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
The Patriot Financial Group, LLC
October 2014 - Present · 11 yrs 4 mos
Previous Registrations
Cetera Financial Specialists LLCBroker
December 2022 - March 2023 · 3 mos
Securities America, INC.Broker
June 2018 - December 2022 · 4 yrs 6 mos
Private Advisor Group, LLC
January 2013 - October 2014 · 1 yr 9 mos
LPL Financial LLCBroker
October 2012 - July 2018 · 5 yrs 9 mos
Tower Square Securities, INC.Broker
March 2010 - October 2012 · 2 yrs 7 mos
Nylife Securities LLCBroker
March 2003 - March 2009 · 6 yrs
State Registrations3 states
LAMATX
Advisor
Exams
No exam information available for this advisor.