Gloria Dowiak is a ChFC-designated registered investment advisor, based in Houston, TX, with 23 years of industry experience. Gloria is also registered as a broker, so some compensation may come from commissions on products sold.
Location
950 Echo Ln Ste 370, Houston, TX, 77024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gloria is an independent insurance agent since 2000. She is also an advisory representative of a RIA, a board member of a community association and a board member for a charitable fund-raising and scholarship distribution, spending a few hours per week on each of these activities.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Aig Retirement Advisors, INC.
Aig Retirement Advisors, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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