Yatin Doshi is a registered investment advisor at Morgan Stanley, based in Jericho, NY, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Two Jericho Plaza, Jericho, NY, 11753
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
April 2022 - Present · 4 yrs 1 mo
Morgan Stanley
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2012 - April 2022 · 9 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2012 - April 2022 · 9 yrs 10 mos
Hsbc Securities (USA) INC.
February 2007 - July 2012 · 5 yrs 5 mos
Hsbc Securities (USA) INC.Broker
February 2007 - July 2012 · 5 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2005 - January 2007 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2004 - January 2007 · 2 yrs 1 mo
Gunnallen Financial, INCBroker
December 2003 - December 2004 · 1 yr
Continental Broker-Dealer CORP.Broker
February 2003 - December 2003 · 10 mos
State Registrations15 states
CACTDCFLGAMAMDMNNCNJNVNYTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.