James Thomas is a CFP-designated registered investment advisor at Thomas Financial Planning, LLC, based in Land O' Lakes, WI, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 9 clients with $19M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.10% |
| $200K - $500K | 0.80% |
| $500K - $1.0M | 0.75% |
| $1.0M - $2.0M | 0.70% |
| $2M+ | 0.60% |
Management fees may differ from the above as agreed upon by the client and Thomas Financial Planning.
Fee Estimator
Location
Land O' Lakes, WI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
James volunteers as the financial secretary for the Endowment Fund at Prince of Peace Lutheran Church, providing investment advice and preparing quarterly reports. He spends minimal time on this activity.
Employment History
Current Registrations
Thomas Financial Planning, LLC
State Registrations1 state
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