Claudia Rivers is a CFP-designated registered investment advisor, based in Centennial, CO, with 23 years of industry experience. Claudia is also registered as a broker, so some compensation may come from commissions on products sold.
Location
6902 S. Vine St., Centennial, CO, 80122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Claudia is an independent insurance agent since 2002, dedicating minimal time to this activity. She is also an advisory representative of a RIA, CIRA, spending about a quarter of her time managing client assets or preparing financial plans. Claudia is also the owner of Rivers Wealth Partners LLC and founder of Rivers Wealth Management DBA, spending a significant amount of time on these ventures. Finally, she volunteers as a coach for Wings for Widows 501(c)(3), dedicating minimal time.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
MML Investors Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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