David Portnoy is a CFA, CFP-designated registered investment advisor at Upspring Capital LLC, based in Dallas, TX, with 22 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 28 clients with $84M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees may be negotiable based upon certain circumstances.
Fee Estimator
Location
4141 Office Parkway, Dallas, TX, 75204
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an independent insurance agent and may sell recommended insurance products to clients since 2004, dedicating a few hours per week. He also owns a metal fabrication business and a material handling equipment sales business, dedicating a few hours per week to each.
Employment History
Current Registrations
Upspring Capital LLC
Previous Registrations
Calton & Associates, INC.Broker
Ims Financial Advisors, INC.
Ims Securities, Inc.dba Ims Financial Advisors, INC
Ims Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.